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SECURITIES MARKET INTERMEDIARIES

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The following are the Securities Market Intermediaries:- 

(a) Merchant Bankers (MB)

(b) Registrars and Share Transfer Agents (RTA)

(c) Underwriters

(d) Bankers to issue

(e) Debenture Trustees

(f) Portfolio Manager

(g) Foreign Institutional Investor (FII)

(h) Stock – brokers and sub – brokers

(i) Custodian

(j) Investment Advisor

(k) Credit Rating Agencies and Depository Participant 

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